263.3K XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| D. Nash Duane | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2024 | 300,000 | 300,000 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2024 | 265,000 | 265,000 | - | - | Stock Option | |
| Jason Tardio | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2024 | 157,500 | 157,500 | - | - | Stock Option | |
| Daniel Vitt | Director, CEO and Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2024 | 820,000 | 820,000 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2024 | 315,000 | 315,000 | - | - | Stock Option | |
| Richard Alan Rudick | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 12 Nov 2024 | 87,300 | 87,300 (0%) | 0% | 1.1 | 100,369 | Common Stock |
| Simona Skerjanec | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2024 | 100,000 | 100,000 | - | - | Stock Option | |
| Simona Skerjanec | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2024 | 50,000 | 50,000 | - | - | Stock Option | |
| Jason Tardio | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2024 | 500,000 | 500,000 | - | - | Stock Option | |
| Tamar D. Howson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 100,000 | 100,000 | - | - | Stock Option | |
| Joerg Neermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 100,000 | 100,000 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 100,000 | 100,000 | - | - | Stock Option | |
| Richard Alan Rudick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2024 | 100,000 | 100,000 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 9,986 | 0 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 19,973 | 0 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 15,000 | 0 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 64,959 | 64,959 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 379,959 | 379,959 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 75,000 | 0 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 90,000 | 0 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 120,000 | 0 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 30,000 | 0 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 15,000 | 0 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 19,973 | 0 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 9,986 | 0 | - | - | Stock Option | |
| Daniel Vitt | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 485,000 | 485,000 | - | - | Stock Option | |
| Daniel Vitt | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 65,000 | 0 | - | - | Stock Option | |
| Daniel Vitt | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 80,000 | 0 | - | - | Stock Option | |
| Daniel Vitt | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 115,000 | 0 | - | - | Stock Option | |
| Daniel Vitt | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 215,000 | 0 | - | - | Stock Option | |
| Daniel Vitt | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 40,000 | 0 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 220,000 | 220,000 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 40,000 | 0 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 70,000 | 0 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 30,000 | 0 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 15,000 | 0 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 15,000 | 0 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 65,000 | 0 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 259,000 | 259,000 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 30,000 | 0 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 44,000 | 0 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 100,000 | 0 | - | - | Stock Option | |
| Joerg Neermann | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 15,000 | 0 | - | - | Stock Option | |
| Joerg Neermann | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Joerg Neermann | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 10,000 | 0 | - | - | Stock Option | |
| Joerg Neermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 64,959 | 64,959 | - | - | Stock Option | |
| Joerg Neermann | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 04 Mar 2024 | 29,959 | 0 | - | - | Stock Option | |
| Vitt Daniel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.31 per share. | 26 Feb 2024 | 14,000 | 390,877 (3%) | 0% | 1.3 | 18,333 | Common Stock |
| Andreas Muehler | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 335,400 | 335,400 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 300,000 | 300,000 | - | - | Stock Option | |
| Whaley Glenn | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 295,400 | 295,400 | - | - | Stock Option | |
| Vitt Daniel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 1,160,000 | 1,160,000 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2023 | 16,000 | 16,000 | - | - | Stock Option | |
| Tamar D. Howson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2023 | 16,000 | 16,000 | - | - | Stock Option | |
| Joerg Neermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2023 | 16,000 | 16,000 | - | - | Stock Option | |
| Richard Alan Rudick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2023 | 16,000 | 16,000 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 15 May 2023 | 5,000 | 25,510 (0%) | 0% | 1.8 | 8,750 | Common Stock |
| Richard Alan Rudick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Apr 2023 | 32,000 | 32,000 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2023 | 132,000 | 132,000 | - | - | Stock Option | |
| Daniel Vitt | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2023 | 300,000 | 300,000 | - | - | Stock Option | |
| Glenn Whaley | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2023 | 110,000 | 110,000 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2023 | 132,000 | 132,000 | - | - | Stock Option | |
| Joerg Neermann | Director | Purchase of securities on an exchange or from another person at price $ 1.26 per share. | 13 Dec 2022 | 47,000 | 100,000 (0%) | 0% | 1.3 | 59,032 | Common Stock |
| Joerg Neermann | Director | Purchase of securities on an exchange or from another person at price $ 1.25 per share. | 13 Dec 2022 | 35,000 | 53,000 (0%) | 0% | 1.2 | 43,610 | Common Stock |
| Joerg Neermann | Director | Purchase of securities on an exchange or from another person at price $ 1.39 per share. | 23 Nov 2022 | 18,000 | 18,000 (0%) | 0% | 1.4 | 25,020 | Common Stock |
| Daniel Vitt | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.35 per share. | 22 Nov 2022 | 8,000 | 376,877 (3%) | 0% | 1.3 | 10,799 | Common Stock |
| Glenn Whaley | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.50 per share. | 07 Nov 2022 | 5,000 | 20,510 (0%) | 0% | 1.5 | 7,475 | Common Stock |
| Daniel Vitt | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.10 per share. | 03 Jun 2022 | 5,000 | 368,877 (3%) | 0% | 3.1 | 15,500 | Common Stock |
| Glenn Whaley | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 3.05 per share. | 03 Jun 2022 | 3,500 | 12,568 (0%) | 0% | 3.0 | 10,658 | Common Stock |
| Duane D. Nash | Director, Executive Chairman | Gift of securities by or to the insider at price $ 0.00 per share. | 12 May 2022 | 6,000 | 16,032 (0%) | 0% | 0 | Common Stock | |
| Duane D. Nash | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 5.03 per share. | 12 May 2022 | 10,000 | 22,032 (0%) | 0% | 5.0 | 50,300 | Common Stock |
| Glenn Whaley | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 5.08 per share. | 12 May 2022 | 3,000 | 9,068 (0%) | 0% | 5.1 | 15,240 | Common Stock |
| Andreas Muehler | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 5.10 per share. | 12 May 2022 | 3,500 | 297,986 (2%) | 0% | 5.1 | 17,850 | Common Stock |
| Duane D. Nash | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2022 | 75,000 | 75,000 | - | - | Stock Option | |
| Glenn Whaley | PAO and PFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2022 | 40,000 | 40,000 | - | - | Stock Option | |
| Daniel Vitt | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 215,000 | 215,000 | - | - | Stock Option | |
| Glenn Whaley | PFO and PAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 70,000 | 70,000 | - | - | Stock Option | |
| Andreas Muehler | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 100,000 | 100,000 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 9.80 per share. | 10 Aug 2021 | 1,000 | 15,032 (0%) | 0% | 9.8 | 9,800 | Common Stock |
| Daniel Vitt | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.60 per share. | 10 Aug 2021 | 1,000 | 363,877 (3%) | 0% | 9.6 | 9,600 | Common Stock |
| Glenn Whaley | PFO and PAO | Purchase of securities on an exchange or from another person at price $ 9.85 per share. | 10 Aug 2021 | 1,500 | 3,500 (0%) | 0% | 9.9 | 14,775 | Common Stock |
| Barclay A. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 10,000 | 10,000 | - | - | Stock Option | |
| Tamar D. Howson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 10,000 | 10,000 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 10,000 | 10,000 | - | - | Stock Option | |
| Vincent Ossipow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 25,000 | 25,000 | - | - | Stock Option | |
| Jan Van den Bossche | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 10,000 | 10,000 | - | - | Stock Option | |
| Joerg Neermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2021 | 10,000 | 10,000 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 12.75 per share. | 12 May 2021 | 4,000 | 14,032 (0%) | 0% | 12.8 | 51,000 | Common Stock |
| Duane D. Nash | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2021 | 90,000 | 90,000 | - | - | Stock Option | |
| Glenn Whaley | PFO and PAO | Purchase of securities on an exchange or from another person at price $ 16.48 per share. | 02 Mar 2021 | 1,000 | 2,000 (0%) | 0% | 16.5 | 16,480 | Common Stock |
| Andreas Muehler | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 15.54 per share. | 02 Mar 2021 | 10,006 | 294,486 (2%) | 0% | 15.5 | 155,493 | Common Stock |
| Daniel Vitt | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2021 | 115,000 | 115,000 | - | - | Stock Option | |
| Glenn Whaley | PFO and PAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2021 | 40,000 | 40,000 | - | - | Stock Option | |
| Manfred Groeppel | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2021 | 45,000 | 45,000 | - | - | Stock Option | |
| Duane D. Nash | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2020 | 120,000 | 120,000 | - | - | Stock Option | |
| Glenn Whaley | PFO and PAO | Purchase of securities on an exchange or from another person at price $ 18.96 per share. | 10 Aug 2020 | 1,000 | 1,000 (0%) | 0% | 19.0 | 18,960 | Common Stock |
| Daniel Vitt | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 15.62 per share. | 20 Jul 2020 | 1,300 | 362,877 (3%) | 0% | 15.6 | 20,310 | Common Stock |
| Daniel Vitt | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 14.44 per share. | 20 Jul 2020 | 5,000 | 364,177 (3%) | 0% | 14.4 | 72,201 | Common Stock |
| Manfred Groeppel | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 14.44 per share. | 20 Jul 2020 | 5,000 | 279,480 (2%) | 0% | 14.4 | 72,201 | Common Stock |
| Manfred Groeppel | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 15.62 per share. | 20 Jul 2020 | 650 | 278,830 (2%) | 0% | 15.6 | 10,155 | Common Stock |
| Barclay A. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 15,000 | 15,000 | - | - | Stock Option | |
| Tamar D. Howson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 15,000 | 15,000 | - | - | Stock Option | |
| Duane D. Nash | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 45,000 | 45,000 | - | - | Stock Option | |
| Daniel Vitt | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 80,000 | 80,000 | - | - | Stock Option | |
| Glenn Whaley | PAO and PFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 30,000 | 30,000 | - | - | Stock Option | |
| Jan Van den Bossche | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 15,000 | 15,000 | - | - | Stock Option | |
| Joerg Neermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 15,000 | 15,000 | - | - | Stock Option | |
| Manfred Groeppel | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 30,000 | 30,000 | - | - | Stock Option | |
| Glenn Whaley | PAO and PFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2020 | 15,000 | 15,000 | - | - | Stock Option | |
| Duane D. Nash | Director | Sale of securities on an exchange or to another person at price $ 6.96 per share. | 02 Dec 2019 | 4,400 | 10,032 (0%) | 0% | 7.0 | 30,624 | Common Stock |
| Duane D. Nash | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2019 | 22,157 | 864,159 | - | - | Restricted Stock Units | |
| Duane D. Nash | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.15 per share. | 02 Dec 2019 | 7,930 | 14,432 (0%) | 0% | 7.2 | 56,732 | Common Stock |
| Duane D. Nash | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2019 | 22,157 | 22,362 (0%) | 0% | - | Common Stock | |
| Glenn Whaley | PAO and Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2019 | 15,000 | 15,000 | - | - | Stock Option | |
| Barclay A. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2019 | 29,959 | 29,959 | - | - | Stock Option | |
| Tamar D. Howson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2019 | 29,959 | 29,959 | - | - | Stock Option | |
| Daniel Vitt | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2019 | 65,000 | 65,000 | - | - | Stock Option | |
| Manfred Groeppel | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2019 | 20,000 | 20,000 | - | - | Stock Option | |
| Duane D. Nash | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2019 | 29,959 | 29,959 | - | - | Stock Option | |
| Sanjay Patel | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2019 | 79,891 | 79,891 | - | - | Stock Option | |
| Vincent Ossipow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2019 | 29,959 | 29,959 | - | - | Stock Option | |
| Jan Van den Bossche | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2019 | 29,959 | 29,959 | - | - | Stock Option | |
| Joerg Neermann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2019 | 29,959 | 29,959 | - | - | Stock Option | |
| John M. Dunn | General Counsel and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 50,000 | 0 | - | - | Stock Option (right to buy) | |
| John M. Dunn | General Counsel and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 45,000 | 0 | - | - | Stock Option (right to buy) | |
| John M. Dunn | General Counsel and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 45,000 | 0 | - | - | Stock Option (right to buy) | |
| John M. Dunn | General Counsel and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 45,000 | 0 | - | - | Stock Option (right to buy) | |
| John M. Dunn | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2019 | 724,848 | 724,848 | - | - | Restricted Stock Units | |
| Robert A. Ashley | Chief Scientific Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 75,000 | 0 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Scientific Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 241,670 | 0 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Scientific Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 23,344 | 0 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Scientific Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 93,377 | 0 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Scientific Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 75,000 | 0 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Scientific Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 75,000 | 0 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Scientific Officer, EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2019 | 816,634 | 816,634 | - | - | Restricted Stock Units | |
| Russell J. Cox | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 1,588,832 | 0 | - | - | Stock Option (right to buy) | |
| Russell J. Cox | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2019 | 1,854,376 | 1,854,376 | - | - | Restricted Stock Units | |
| Duane D. Nash | President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 93,377 | 0 | - | - | Stock Option (right to buy) | |
| Duane D. Nash | President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 85,000 | 0 | - | - | Stock Option (right to buy) | |
| Duane D. Nash | President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 241,670 | 0 | - | - | Stock Option (right to buy) | |
| Duane D. Nash | President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 23,344 | 0 | - | - | Stock Option (right to buy) | |
| Duane D. Nash | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2019 | 886,316 | 886,316 | - | - | Restricted Stock Units | |
| Duane D. Nash | President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 85,000 | 0 | - | - | Common Stock | |
| Duane D. Nash | President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 85,000 | 0 | - | - | Stock Option (right to buy) | |
| Michael V. Swanson | Chief Financial Officer, EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2019 | 817,826 | 817,826 | - | - | Restricted Stock Units | |
| Michael V. Swanson | Chief Financial Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 75,000 | 0 | - | - | Stock Option (right to buy) | |
| Michael V. Swanson | Chief Financial Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 90,000 | 0 | - | - | Stock Option (right to buy) | |
| Michael V. Swanson | Chief Financial Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 75,000 | 0 | - | - | Stock Option (right to buy) | |
| Michael V. Swanson | Chief Financial Officer, EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Jan 2019 | 75,000 | 0 | - | - | Stock Option (right to buy) | |
| Errol R. Halperin | None | Sale of securities on an exchange or to another person at price $ 0.29 per share. | 25 Sep 2018 | 10,000 | 0 (0%) | 0% | 0.3 | 2,900 | Common Stock |
| Errol R. Halperin | None | Sale of securities on an exchange or to another person at price $ 0.29 per share. | 25 Sep 2018 | 89,417 | 0 (0%) | 0% | 0.3 | 25,940 | Common Stock |
| Jean-Jacques Bienaime | None | Sale of securities on an exchange or to another person at price $ 0.30 per share. | 24 Sep 2018 | 26,619 | 18,500 (0%) | 0% | 0.3 | 8,002 | Common Stock |
| Douglas E. Godshall | None | Sale of securities on an exchange or to another person at price $ 0.35 per share. | 19 Sep 2018 | 69,375 | 0 (0%) | 0% | 0.3 | 24,191 | Common Stock |
| Faheem Hasnain | None | Sale of securities on an exchange or to another person at price $ 0.44 per share. | 13 Sep 2018 | 118,243 | 4,500 (0%) | 0% | 0.4 | 51,767 | Common Stock |
| Faheem Hasnain | None | Sale of securities on an exchange or to another person at price $ 0.44 per share. | 13 Sep 2018 | 59,200 | 122,743 (0%) | 0% | 0.4 | 25,912 | Common Stock |
| Jean-Jacques Bienaime | None | Sale of securities on an exchange or to another person at price $ 0.47 per share. | 13 Sep 2018 | 20,000 | 45,119 (0%) | 0% | 0.5 | 9,400 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.36 per share. | 13 Sep 2018 | 447,500 | 7,044,777 (16%) | 1% | 0.4 | 160,384 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.29 per share. | 13 Sep 2018 | 7,044,777 | 0 (0%) | 16% | 0.3 | 2,054,257 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.50 per share. | 13 Sep 2018 | 3,890,000 | 7,492,277 (17%) | 9% | 0.5 | 1,930,996 | Common Stock |
| Cheryl L. Cohen | None | Sale of securities on an exchange or to another person at price $ 0.55 per share. | 12 Sep 2018 | 3,500 | 0 (0%) | 0% | 0.6 | 1,925 | Common Stock |
| Aron P. Stern | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2018 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| John M. Dunn | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Technical Officer, EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2018 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Richard Murawski | Vice President, Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2018 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Duane D. Nash | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2018 | 85,000 | 85,000 | - | - | Stock Option (right to buy) | |
| Michael V. Swanson | Chief Financial Officer, EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2018 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Andrew Henry | VP, Clinical Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2018 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Faheem Hasnain | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 41,353 | 41,353 | - | - | Stock Option (right to buy) | |
| Jean-Jacques Bienaime | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 29,538 | 29,538 | - | - | Stock Option (right to buy) | |
| Lowell E. Sears | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 29,538 | 29,538 | - | - | Stock Option (right to buy) | |
| Douglas E. Godshall | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 29,538 | 29,538 | - | - | Stock Option (right to buy) | |
| Errol R. Halperin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 29,538 | 29,538 | - | - | Stock Option (right to buy) | |
| Muneer A. Satter | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 29,538 | 29,538 | - | - | Stock Option (right to buy) | |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 29,538 | 29,538 | - | - | Stock Option (right to buy) | |
| J. Michael Millis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 29,538 | 29,538 | - | - | Stock Option (right to buy) | |
| Russell J. Cox | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2018 | 1,588,832 | 1,588,832 | - | - | Non-Qualifed Stock Option (right to buy) | |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.40 per share. | 12 Dec 2017 | 50,000 | 11,332,277 (26%) | 0% | 5.4 | 269,765 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.57 per share. | 12 Dec 2017 | 50,000 | 11,382,277 (26%) | 0% | 5.6 | 278,570 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.96 per share. | 07 Dec 2017 | 50,000 | 11,282,277 (26%) | 0% | 5.0 | 248,225 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.92 per share. | 07 Dec 2017 | 50,000 | 11,232,277 (26%) | 0% | 4.9 | 246,185 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.77 per share. | 07 Dec 2017 | 50,000 | 11,182,277 (26%) | 0% | 4.8 | 238,730 | Common Stock |
| Faheem Hasnain | None | Purchase of securities on an exchange or from another person at price $ 4.19 per share. | 14 Sep 2017 | 59,200 | 181,943 (0%) | 0% | 4.2 | 247,870 | Common Stock |
| Jean-Jacques Bienaime | None | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 13 Sep 2017 | 10,000 | 65,119 (0%) | 0% | 4.0 | 39,969 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.25 per share. | 12 Sep 2017 | 30,000 | 11,132,277 (26%) | 0% | 4.3 | 127,539 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.13 per share. | 12 Sep 2017 | 50,000 | 11,102,277 (26%) | 0% | 4.1 | 206,465 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.74 per share. | 12 Sep 2017 | 50,000 | 11,052,277 (26%) | 0% | 3.7 | 187,225 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.53 per share. | 08 Sep 2017 | 50,000 | 11,002,277 (26%) | 0% | 3.5 | 176,615 | Common Stock |
| Faheem Hasnain | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Sep 2017 | 15,222 | 15,222 | - | - | Stock Option (right to buy) | |
| John M. Dunn | General Counsel and Secretary | Purchase of securities on an exchange or from another person at price $ 3.09 per share. | 14 Jun 2017 | 2,400 | 11,885 (0%) | 0% | 3.1 | 7,417 | Common Stock |
| John M. Dunn | General Counsel and Secretary | Purchase of securities on an exchange or from another person at price $ 3.08 per share. | 14 Jun 2017 | 100 | 9,485 (0%) | 0% | 3.1 | 308 | Common Stock |
| Terence E. Winters | Director, Co-Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 3.10 per share. | 14 Jun 2017 | 10,000 | 194,966 (0%) | 0% | 3.1 | 30,981 | Common Stock |
| Jean-Jacques Bienaime | None | Purchase of securities on an exchange or from another person at price $ 3.00 per share. | 13 Jun 2017 | 16,000 | 55,119 (0%) | 0% | 3.0 | 48,069 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.10 per share. | 13 Jun 2017 | 10,000 | 10,952,277 (25%) | 0% | 3.1 | 31,008 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.03 per share. | 13 Jun 2017 | 10,000 | 10,942,277 (25%) | 0% | 3.0 | 30,311 | Common Stock |
| John M. Dunn | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2017 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Technical Officer, EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2017 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Richard Murawski | Vice President, Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2017 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Terence E. Winters | Director, Co-Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2017 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Duane D. Nash | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2017 | 85,000 | 85,000 | - | - | Stock Option (right to buy) | |
| Michael V. Swanson | Chief Financial Officer, EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2017 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Aron P. Stern | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2017 | 22,143 | 22,143 | - | - | Stock Option (right to buy) | |
| Andrew Henry | VP, Clinical Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2017 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | Chief Technical Officer, EVP | Purchase of securities on an exchange or from another person at price $ 3.18 per share. | 09 Jun 2017 | 2,000 | 2,000 (0%) | 0% | 3.2 | 6,360 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.06 per share. | 08 Jun 2017 | 10,000 | 10,932,277 (25%) | 0% | 3.1 | 30,615 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.17 per share. | 08 Jun 2017 | 10,000 | 10,922,277 (25%) | 0% | 3.2 | 31,733 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.10 per share. | 08 Jun 2017 | 10,000 | 10,912,277 (25%) | 0% | 3.1 | 30,958 | Common Stock |
| Duane D. Nash | President | Purchase of securities on an exchange or from another person at price $ 3.12 per share. | 08 Jun 2017 | 3,900 | 8,224 (0%) | 0% | 3.1 | 12,182 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.19 per share. | 06 Jun 2017 | 10,000 | 10,892,277 (25%) | 0% | 3.2 | 31,940 | Common Stock |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.21 per share. | 06 Jun 2017 | 10,000 | 10,902,277 (25%) | 0% | 3.2 | 32,074 | Common Stock |
| Faheem Hasnain | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| Jean-Jacques Bienaime | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| Lowell E. Sears | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| Philip M. Croxford | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| Randolph C. Steer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| Douglas E. Godshall | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| Errol R. Halperin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| Muneer A. Satter | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 63,031 | 63,031 | - | - | Stock Option (right to buy) | |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| J. Michael Millis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 45,022 | 45,022 | - | - | Stock Option (right to buy) | |
| Muneer A. Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 27 Mar 2017 | 3,750,000 | 10,882,277 (33%) | 11% | 4 | 15,000,000 | Common Stock |
| Duane D. Nash | President | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2016 | 5,000 | 4,324 | - | - | Common Stock | |
| Andrew Henry | VP, Clinical Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2016 | 3,152 | 3,152 | - | - | Stock Option (right to buy) | |
| Faheem Hasnain | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2016 | 58,574 | 58,574 | - | - | Stock Option (right to buy) | |
| Faheem Hasnain | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Aug 2016 | 118,243 | 122,743 | - | - | Common Stock | |
| Terence E. Winters | Director, Co-Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Jun 2016 | 2,000 | 184,966 | - | - | Common Stock | |
| Randolph C. Steer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 21,599 | 21,599 | - | - | Stock Option (right to buy) | |
| Errol R. Halperin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 21,599 | 21,599 | - | - | Stock Option (right to buy) | |
| Jean-Jacques Bienaime | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 21,599 | 21,599 | - | - | Stock Option (right to buy) | |
| Lowell E. Sears | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 21,599 | 21,599 | - | - | Stock Option (right to buy) | |
| Philip M. Croxford | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 21,599 | 21,599 | - | - | Stock Option (right to buy) | |
| Muneer A. Satter | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 30,239 | 30,239 | - | - | Stock Option (right to buy) | |
| Douglas E. Godshall | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 21,599 | 21,599 | - | - | Stock Option (right to buy) | |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 21,599 | 21,599 | - | - | Stock Option (right to buy) | |
| J. Michael Millis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 21,599 | 21,599 | - | - | Stock Option (right to buy) | |
| John M. Dunn | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Richard Murawski | Vice President, Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Terence E. Winters | Director, Co-Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Robert A. Ashley | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Duane D. Nash | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 85,000 | 85,000 | - | - | Stock Option (right to buy) | |
| Michael V. Swanson | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Aron P. Stern | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Andrea Loewen | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Andrew Henry | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2016 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Terence E. Winters | Director, Co-Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2015 | 3,600 | 186,966 | - | - | Common Stock | |
| Muneer Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Oct 2015 | 400,000 | 7,132,277 | - | - | Common Stock | |
| Cheryl L. Cohen | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Oct 2015 | 3,500 | 3,500 | - | - | Common Stock | |
| John M. Dunn | General Counsel and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Oct 2015 | 7,385 | 7,385 | - | - | Common Stock | |
| John M. Dunn | General Counsel and Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Oct 2015 | 2,000 | 9,385 | - | - | Common Stock | |
| Terence E. Winters | Director, Co-Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Sep 2015 | 128,394 | 0 | - | - | Stock Option (right to buy) | |
| Terence E. Winters | Director, Co-Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Sep 2015 | 128,394 | 190,566 | - | - | Common Stock | |
| Jean-Jacques Bienaime | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Sep 2015 | 4,000 | 29,119 | - | - | Common Stock | |
| Jean-Jacques Bienaime | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Sep 2015 | 2,000 | 31,119 | - | - | Common Stock | |
| Jean-Jacques Bienaime | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Sep 2015 | 2,000 | 33,119 | - | - | Common Stock | |
| Jean-Jacques Bienaime | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Sep 2015 | 6,000 | 39,119 | - | - | Common Stock | |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2015 | 12,581 | 12,581 | - | - | Stock Option (right to buy) | |
| Randolph C. Steer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2015 | 5,604 | 5,604 | - | - | Stock Option (right to buy) | |
| Errol R. Halperin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2015 | 5,604 | 5,604 | - | - | Stock Option (right to buy) | |
| Jean-Jacques Bienaime | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2015 | 5,604 | 5,604 | - | - | Stock Option (right to buy) | |
| Lowell E. Sears | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2015 | 5,604 | 5,604 | - | - | Stock Option (right to buy) | |
| Philip M. Croxford | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2015 | 5,604 | 5,604 | - | - | Stock Option (right to buy) | |
| Douglas Godshall | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2015 | 5,604 | 5,604 | - | - | Stock Option (right to buy) | |
| J. Michael Millis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2015 | 5,604 | 5,604 | - | - | Stock Option (right to buy) | |
| Terence E. Winters | Director, Co-Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 3,240 | 182,136 | - | - | Common Stock | |
| Terence E. Winters | Director, Co-Chairman and CEO | Other type of transaction at price $ 0.00 per share. | 02 Dec 2014 | 189 | 184,631 | - | - | Common Stock | |
| Terence E. Winters | Director, Co-Chairman and CEO | Other type of transaction at price $ 0.00 per share. | 02 Dec 2014 | 745 | 185,376 | - | - | Common Stock | |
| John M. Dunn | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Nov 2014 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Terence E. Winters | Director, Co-Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Oct 2014 | 680 | 183,762 | - | - | Common Stock | |
| Terence E. Winters | Director, Co-Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Oct 2014 | 680 | 184,442 | - | - | Common Stock | |
| Errol R. Halperin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Oct 2014 | 3,809 | 89,417 | - | - | Common Stock | |
| Errol R. Halperin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Oct 2014 | 1,667 | 10,000 | - | - | Common Stock | |
| Jean-Jacques Bienaime | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Oct 2014 | 4,286 | 25,119 | - | - | Common Stock | |
| Lowell E. Sears | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Oct 2014 | 1,429 | 58,572 | - | - | Common Stock | |
| Muneer Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Oct 2014 | 74,286 | 6,732,277 | - | - | Common Stock | |
| Douglas Godshall | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Oct 2014 | 2,857 | 69,375 | - | - | Common Stock | |
| Duane Nash | See Remarks | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Oct 2014 | 100 | 9,324 | - | - | Common Stock | |
| Muneer Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Jun 2014 | 7,900 | 6,651,385 | - | - | Common Stock | |
| Muneer Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Jun 2014 | 339 | 6,651,724 | - | - | Common Stock | |
| Muneer Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Jun 2014 | 6,261 | 6,657,985 | - | - | Common Stock | |
| Randolph C. Steer | None | 23 Apr 2014 | 1,250 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Randolph C. Steer | None | 23 Apr 2014 | 1,250 | 1,549 | - | - | Common Stock | ||
| Errol R. Halperin | None | 23 Apr 2014 | 39,417 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Errol R. Halperin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2014 | 8,333 | 8,333 | - | - | Common Stock | |
| Errol R. Halperin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2014 | 6,191 | 6,191 | - | - | Common Stock | |
| Errol R. Halperin | None | 23 Apr 2014 | 39,417 | 45,608 | - | - | Common Stock | ||
| Jean-Jacques Bienaime | None | 23 Apr 2014 | 12,500 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Jean-Jacques Bienaime | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2014 | 8,333 | 8,333 | - | - | Common Stock | |
| Jean-Jacques Bienaime | None | 23 Apr 2014 | 12,500 | 20,833 | - | - | Common Stock | ||
| Lowell E. Sears | None | 23 Apr 2014 | 44,643 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Lowell E. Sears | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2014 | 12,500 | 12,500 | - | - | Common Stock | |
| Lowell E. Sears | None | 23 Apr 2014 | 44,643 | 57,143 | - | - | Common Stock | ||
| Philip M. Croxford | None | 23 Apr 2014 | 7,250 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Philip M. Croxford | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2014 | 1,500 | 17,841 | - | - | Common Stock | |
| Philip M. Croxford | None | 23 Apr 2014 | 7,250 | 25,091 | - | - | Common Stock | ||
| Muneer Satter | Director, Ten Percent Owner | 23 Apr 2014 | 2,589,764 | 0 | - | - | Convertible Preferred Stock | ||
| Muneer Satter | Director, Ten Percent Owner | 23 Apr 2014 | 3,550,638 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Muneer Satter | Director, Ten Percent Owner | 23 Apr 2014 | 6,140,402 | 6,282,519 | - | - | Common Stock | ||
| Muneer Satter | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2014 | 360,966 | 6,643,485 | - | - | Common Stock | |
| Douglas Godshall | None | 23 Apr 2014 | 54,018 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Douglas Godshall | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2014 | 12,500 | 12,500 | - | - | Common Stock | |
| Douglas Godshall | None | 23 Apr 2014 | 54,018 | 66,518 | - | - | Common Stock | ||
| Terence E. Winters | Director, Co-Chairman and CEO | 23 Apr 2014 | 116,714 | 0 | - | - | Convertible Preferred Stock | ||
| Terence E. Winters | Director, Co-Chairman and CEO | 23 Apr 2014 | 6,250 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Terence E. Winters | Director, Co-Chairman and CEO | 23 Apr 2014 | 122,964 | 123,204 | - | - | Common Stock | ||
| Aron P. Stern | See Remarks | 23 Apr 2014 | 4,669 | 0 | - | - | Convertible Preferred Stock | ||
| Aron P. Stern | See Remarks | 23 Apr 2014 | 378 | 0 | - | - | Senior Convertible Preferred Stock | ||
| Aron P. Stern | See Remarks | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2014 | 83 | 1,333 | - | - | Common Stock | |
| Aron P. Stern | See Remarks | 23 Apr 2014 | 5,047 | 6,380 | - | - | Common Stock | ||
| J. Michael Millis | None | 23 Apr 2014 | 1,250 | 0 | - | - | Senior Convertible Preferred Stock | ||
| J. Michael Millis | None | 23 Apr 2014 | 1,250 | 17,680 | - | - | Common Stock |